Positive operators I

I realized that I have to diverge even more on my way to Krein spaces. We will need square roots of positive operators on real and complex Hilbert spaces, an so there is a need to discuss this subject in details. So here is the first part of this discussion. There will be more parts. How many more? I am not sure.

This note is based on the exposition of this subject in, chronologically, Refs. [1,2,3].  Ref. [4] follows the same idea, but using a different expansion. Most texts develop first the functional calculus, and consider the square root function as one of the whole C^* algebra of continuous functions on the spectrum of a bounded operator. Here I am following closely Ref. [2] (Ref. [1] is using exactly the same method as [2]), as the reasoning there, although somewhat lengthy, is rather elementary.

Polarization identity

Let f be a sesquilinear form on a vector space over the field \bf{F}=\mathbb{R}\text { or }\mathbb{C}.

Remark. In the real case “sesquilinear” is the same as bilinear. In the complex case I am using the convention in which a sesquilinear form is anti-linear in the first argument, and linear in the second argument.

Lemma 1.  The following identity holds:

(1)   \begin{equation*} 2(f(x,y)+f(y,x))=f(x+y,x+y)-f(x-y,x-y)\quad \mbox{(if } \bf{F}=\mathbb{R},\end{equation*}

(2)   \begin{equation*} \begin{split}4f(x,y)=f(x+y,x+y)-f(x-y,x-y)\\-if(x+iy,x+iy)+if(x-iy,x-iy)\quad \mbox{(if } \bf{F}=\mathbb{C}). \end{split}\end{equation*}

Proof. The proof is by expanding the right hand side using the properties of f.

\blacksquare

The form f is called Hermitian if

(3)   \begin{equation*} \overline{f(x,y)}=f(y,x).\end{equation*}

In the real case “Hermitian” is the same as “symmetric’‘. In that case the polarization identity reads

(RSPE)   \[ 4f(x,y)=f(x+y,x+y)-f(x-y,x-y).\]

]Notice that, in the complex case, if f is Hermitian, then the diagonal values f(x,x) are always real. Using the polarization identity we easily deduce that the converse is also true.

Proposition 1.
If \bf{F}=\mathbb{C} and if f is a sesquilinear form for which the diagonal values are real, then f is Hermitian.

Proof. Taking into account the fact that the diagonal values of f on the right hand side of (2) are real, we take the complex conjugate of Eq. (2) to obtain:

(4)   \begin{equation*} \begin{split}4\overline{f(x,y)}=f(x+y,x+y)-f(x-y,x-y)\\+if(x+iy,x+iy)-if(x-iy,x-iy). \end{split}\end{equation*}

This coincides with f(y,x) if we use yhe identities f(-z,-z)=f(z,z) and f(iz,iz)=f(z,z), valid for any z.

\blacksquare

Positive operators
Pre-Hilbert space
First we will discuss a general pre-Hilbert case, and only later we will restrict ourselves to a Hilbert space, where stronger results can be obtained. Let (H,(\cdot,\cdot)) be a pre-Hilbert space, real or complex. We denote by L(H) the algebra of all bounded linear operators on H.

Definition 1. Let A,B\in L(H) two self-adjoint bounded operators. We write A\leq B (or B\geq A) if, for all x\in H we have

(5)   \begin{equation*} (x,Ax)\leq (x,Bx).\end{equation*}

We call A positive if A\geq 0.

The relation “\leq” is a partial order.
It follows immediately from this definition that the relation “\leq” is a partial order. Moreover, if A and B are positive, and if \lambda>0, then A+B and \lambda A are also positive.

In the complex case, for A to be positive, we do not need to assume that A is self–adjoint, as it follows already from the condition (x,Ax)\geq 0 for all x. In fact we have the following

Proposition 2. Assume that H is complex. With A\in L(H), if (x,Ax) is real for all x, then A is self–adjoint: A=A^*.

Proof. If we set

(6)   \begin{equation*} f_A(x,y):=(x,Ay),\end{equation*}

then f_A is clearly a sesquilinear form We notice that f_A is Hermitian if and only if A is self–adjoint. Indeed, we have

(7)   \begin{equation*} \overline{f_A(x,y)}=(Ay,x),\end{equation*}

and f_A(y,x)=(y,Ax). Thus the condition of Hermicity (3) for f_A becomes

(8)   \begin{equation*} (Ay,x)=(y,Ax),\end{equation*}

and this is precisely the condition for A to be self–adjoint.

\blacksquare

Afternotes.
11-06-26 There was an error in my first version of the real polarization identity. Now corrected.

To be continued

References 
[1][ Kreyshig, e., “Introductory Functional Analysis with Applications”, Wiley 1978.
[2] Lusternik, L.A., Sobolev, V.J., “Elements of Functional Analysis”, Wiley 1974.
[3] Petersen, G.K., “Analysis Now”, Springer 1989.
[4] Müger, M., “Introduction to Functional Analysis”, (2024)
https://www.math.ru.nl/~mueger/functionalanalysis.pdf.

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